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Should paraplanners be listed on the FCA Register?
15.09.2021The Senior Managers and Certification Regime (SMCR) was created to address risks posed by adviser firms employees, whose role may allow them to do “significant harm to the firm or its customers”.
FCA Discussion Paper-Diversity, Inclusion And Its Future Impact On SMCR
10.09.2021During July the FCA made two announcements which demonstrate its continued focus on culture and diversity and their intersection with governance.
UK banks scramble to meet demand for mortgages
25.08.2021With property prices around the world now growing by double digits, how big a risk are central banks running?
