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The SMCR - Where are we now?
19.10.2021As the FCA’s flagship initiative for improving accountability and responsibility within financial services, the SMCR has had far-reaching implications for firms.
New Bank of England chief economist warns of long-lasting inflation
11.10.2021The new Bank of England chief economist, Hue Pill, warns of long-lasting inflation. Read More Online
Could shared banking hubs keep the high street bank going for a few more years?
22.09.2021Hundreds of bank branch closures have led to the point where the regulator is now calling on banks to reconsider changes and, according to the Financial Times, this could go as far as to block future closures.
Should paraplanners be listed on the FCA Register?
15.09.2021The Senior Managers and Certification Regime (SMCR) was created to address risks posed by adviser firms employees, whose role may allow them to do “significant harm to the firm or its customers”.
FCA Discussion Paper-Diversity, Inclusion And Its Future Impact On SMCR
10.09.2021During July the FCA made two announcements which demonstrate its continued focus on culture and diversity and their intersection with governance.